Transition  

As you begin the process, we will assign you a personal transition coordinator whose objective is to help you address issues related to new accounts, account transfers, compliance, operations and marketing services.

We feel that guiding you and your staff efficiently through your transition period, while properly setting and managing expectations, is an intricate part in transferring your business as quickly and as efficiently as possible.

Key Transition Services We Offer 

Some key transition services The Investment Center provides include:

• Working with you to develop a customized timeline and transition plan that will be suit you and your practice.
• Ensuring that you are comfortable with The Investment Center's forms, policies and procedures.
• Helping with initial licensing material completion, including the U4.
• Timely approval of business cards, letterhead and other business related materials.
• Tracking your brokerage account transfers from start to finish.

We are Dedicated to Help You Transition

We believe there is no other Broker/Dealer in the industry that understands and supports you more in the transition process than The Investment Center. Our team of experts make seamless transitions possible for our new representatives every day, and we can do the same for you.

Please see the attached Transition Guide for more information.